Testimony of Caleb Kleppner on Burlington�s instant runoff election
Good morning, committee chairs, committee members, staff and members of the public

My name is Caleb Kleppner, and I was hired by the city to design the instant runoff voting or IRV voter education program, to train pollworkers about IRV, and to train city staff on the software used to tally the IRV election results.  I also assisted Director of Elections Jo LaMarche with the design and evaluation of the pre-election logic and accuracy testing of Burlington’s voting equipment.

By way of background, I worked for FairVote – the Center for Voting and Democracy for five years when I was living in San Francisco.  In that capacity, I drafted the IRV legislation adopted by the voters in March 2002 and worked with city and state officials in the development, testing and deployment of the optical scan voting equipment used to conduct IRV elections in 2004 and 2005 in San Francisco.

1.    How did Burlington’s first IRV election go?

By all accounts -- my personal observations of the Burlington wards and from the media coverage -- the election went extremely smoothly.  Voters didn’t have trouble filling out their ballots, and pollworkers didn’t have problems with the IRV portion of the process.  I think you’ll hear testimony from some pollworkers, but the comment that stuck with me was that the people staffing the IRV help desks were bored.  The Burlington Free Press headlined their story about the voting, “Burlington Voters Ace Instant Runoff.”

In terms of logistics, polls closed at 7 pm, and we ran the IRV tally and announced the results by 9:05 pm.

2.    Some have speculated that IRV might be too difficult for voters, in particular, too difficult for low income voters. Was it?

Let’s imagine what we would expect to see if the system was confusing for voters and especially low income voters.  Then we can see if that happened.

First, we would expect lower voter turnout.  In fact, citywide voter turnout was more than 25% higher than any mayoral election since 1999, which is as far back as I was able to go.  In the lowest income ward, Ward 3 turnout was 25% higher than the 2003 mayoral election and 72% higher than the 2001 election.  Thus, we have no evidence that IRV depressed turnout citywide or in Burlington, nor in low-income neighborhoods.

Second, we would expect more voters to skip over the mayor’s race compared to other races.  This year, about 1% of voters skipped over the mayor’s race.  In contrast, 2% skipped the mayor’s race in 2001 and 24% skipped it in 2003.  In Ward 3, 1% skipped the mayor’s race, the citywide average.  In every city council ward, more voters voted in the mayor’s race than in every other race – something that was not true in 2003.  In Ward 3, voters were five times more likely to skip the contested city council race, which did not use IRV, than the mayor’s race.  Thus there is no evidence that IRV led to more voters skipping the mayor’s race citywide or in low-income areas.
Third, we would expect the rate of invalid ballots to rise.  This year, the invalid ballot rate for mayor was one tenth of one per cent, meaning that 99.9% of voters cast a valid vote.  I do not have data for past mayoral elections, but I know from national experience that this is an extremely low invalid ballot rate.  For example, in the 2000 presidential election in Florida, the overvote rate was around twenty times higher.

In Ward 3, there were exactly two invalid ballots out of nearly 1,200 voters.  It’s hard to have a lower rate than that.  Again, no evidence that IRV led to increased invalid ballots, nor that voters in Ward 3 were more likely to cast invalid ballots.

Fourth, we would expect voters to forego the opportunity to rank candidates.  There were 3 major candidates in this race.  Voters ranked on average 2.9 candidates, and in Ward 3 voters ranked 3.1 candidates (highest of all 7 wards).  82% of Burlington voters ranked more than one candidate, and 83% of Ward 3 voters ranked multiple candidates.  Thus, no evidence that IRV discouraged voters from ranking multiple candidates, and in fact, Ward 3 voters ranked more candidates than voters in other wards.

Fifth, we would expect large numbers of exhausted ballots, meaning ballots that did not rank one of the top two candidates.  Over 89% of all voters and 93% of Ward 3 voters ranked one of the top two candidates.  Thus, the vast majority of voters cast a vote that counted in the decisive round of the instant runoff – and those that didn’t were largely Republican voters who quite rationally may have decided to refrain from expressing a preference between the Democrat and the Progressive.

Even though this was the first time Burlington voters voted in an IRV elections, there is no evidence that IRV discouraged voters from participating and there’s no evidence that the system posed any burden for low income voters.

Note that these conclusions mirror what happened in San Francisco, where some people speculated that IRV might be disadvantageous to Asian Americans.  Professor Rich DeLeon of San Francisco State University analyzed 18 hypotheses and concluded:  “Based on the evidence …, the score is zero for 18” that IRV disadvantages Asian American voters in San Francisco.

3.    Would a runoff have been better?

Burlington is currently preparing a runoff election in Ward 7 because no candidate received 40% of the vote.  Turnout generally drops in runoffs.  For example, in federal runoff elections between 1994 and 2004, voter turnout went down in 94 out of 96 races. Overall turnout declined by 38%.  In the past two Burlington city council runoffs, voter turnout dropped by an average of 35%.

By holding an instant runoff, Burlington saved the cost and hassle of holding a separate election and maximized voter turnout.

4.    Conclusions

The administration of this election was extremely smooth, and voters demonstrated they are perfectly capable of participating effectively in an instant runoff election.

Thank you for your attention, and I would be glad to answer any questions you might have.

Summary of testimony
Caleb Kleppner, Election Solutions
203-781-8406, [email protected]
March 15, 2006

How did Burlington’s first instant runoff election go?

By all accounts --- my personal observations of the Burlington wards and from the media coverage -- the election went extremely smoothly.  

·    Voters didn’t have trouble filling out their ballots, and pollworkers didn’t have problems with the IRV portion of the process.
·    People staffing the IRV help desks were bored.
·    The Burlington Free Press headlined a story about the election, “Burlington Voters Ace Instant Runoff.”
·    After Ward Clerks finished announcing ward-level results, we announced IRV results at 9:05 pm.

Was instant runoff voting difficult for voters, especially low-income voters?

Concern: Citywide evidence.  Ward 3 (low income) evidence:

Turnout will drop:   Citywide: Highest voter turnout since 1999, possibly earlier.  Ward 3: Turnout 25% higher than in 2003 mayor’s race, 72% higher than 2001

Voters will skip the mayor’s race:  Citywide: 1% skipped mayor, much lower than previous mayoral elections (2% and 24%).  Ward 3: 1% skipped the mayor’s race, but 5 times as many skipped the contested city council race that didn’t use IRV.

Invalid ballots will rise:  Citywide: Invalid rate was 0.1%, which is extremely low by national standards.  Ward 3: Only 2 invalid ballots out of 1,200.  For comparison, there were 4 invalid ballots in a Ward 7 runoff in 2004, and that election only had 1 race and 2 candidates on the ballot.

Voters won’t rank candidates:  Citywide: Voters ranked on average 2.9 candidates.  18% ranked only 1 candidate.  Ward 3: Voters ranked on average 3.1 candidates, the highest of any ward, and 17% ranked only 1 candidate.

Ballots will exhaust:  Citywide: 89% of voters ranked one of the top two candidates.  Only 11% of ballots exhausted.  Ward 3: 93% of voters ranked one of the top candidates. Only 7% exhausted.

From the actual election data, we find no evidence that voters in general and low-income voters in Ward 3 had difficulty with instant runoff voting.