Fixing Elections: The Failure of
America�s Winner-Take-All Politics
by Steven Hill
Note: This article will
appear in the Summer 2002 edition of the National Civic
Review and is
an excerpt from the book published by
Routledge Press. It can be downloaded
as a Microsoft Word document.
You can also listen to a presentation by Steven Hill
at the New America
Foundation that was filmed by CSPAN. These
are MP3 files that can be played by Real Audio or Windows
Player. The running time is around 1 hour:
The Landscape of
Post-Democracy
�It has been said that democracy is the worst form of
government -- except all those other forms that have been tried from
time to time.�
Winston Churchill
The numbers would be
comical if they weren�t so alarming: only five percent voter turnout
in a recent Dallas mayoral election. Six percent in Charlotte, 7.5
percent in San Antonio. Seven percent in Austin.[1] Seven percent in
Tennessee�s congressional primaries, 6 percent for a statewide
gubernatorial primary in Kentucky,[2] 3 percent for a U.S.
Senate primary in Texas, and 3 percent for a statewide runoff in
North Carolina.[3] Several cities and
towns in southeastern Massachusetts reported single-digit turnouts,
with Rochester at 7 percent;[4] their 2000 state primary
election drew less than 10 percent, a modern record low according to
the Massachusetts Secretary of State.[5] In Virginia, the 1997
primary for attorney general, the state�s top law enforcement
official overseeing criminal as well as civil matters for the entire
state, topped out at a whopping 5 percent of registered voters, the
lowest figure since 1949.[6] For the first time, we
have been seeing an increase in single-digit voter turnout
levels all across the nation.
In numerous other
cities and states, turnout for local, state and even congressional
elections has fallen into the teens and twenties. In seven cities in Los
Angeles County, California, elections for city council were canceled when no challengers
emerged to contest against the safe-seat incumbents.[7] The 1996 presidential
election produced the lowest voter turnout in America�s premier
election in the last 70 years, less than half of eligible voters;
the 2000 election was barely an improvement.[8] For all the
pyrotechnics surrounding the 2000 presidential un-election, it is
easy to lose sight of the fact that nearly half of eligible voters
once again sat it out. More people watched the Super Bowl or TV fad
Survivor than cast
ballots for either Gore or Bush.[9]
The 1998 midterm
congressional elections dipped even further, to just under a third
of eligible voters, despite the first midterm use of motor voter
laws which greatly boosted voter registration rolls. The 2000
congressional elections clawed to a marginally higher level.[10] A week of Who Wants to Be a
Millionaire? or O.J.�s freeway ride in his white Bronco drew a
comparable audience.[11] Voter turnout in the
world�s lone remaining super-power has lurched to 138th in the world
-- sandwiched between Botswana and Chad.[12] Perhaps most disturbing,
only 12 percent of 18 to 24 year olds and 8.5 percent of 18-19 year
olds voted in the 1998 congressional elections.[13] The future adults of
America have tuned out and dropped out, electorally speaking, even
more than their 60s hippie counterparts.[14]
Rational choice theorists should instantly
recognize the sanity of their reasons: for
most people, voting doesn�t matter anymore. The act of voting on the
first Tuesday in November seems increasingly pointless and --
particularly in the middle of a busy workday -- a waste of precious
time.[15] The
�voting incentive� in recent years has seriously eroded, producing
what Anthony Downs once called a �rationality crisis.�[16]
Washington D.C. has emerged as a kind of House of Horrors
theme park, with much of what passes for politics today having
degenerated into an obnoxiously partisan brew of bickering, spin,
hype, petty scandal, name-calling, blaming, money-chasing and
pandering. Politics today certainly puts to
the test that famous Churchill witticism, that democracy is the
worst form of government -- except for all the rest.
Americans, now the least exuberant participants
in the established democratic world, have become used to diminished
expectations. But in addition to our severe
under-participation -- which amounts to nothing less than a
political depression -- recent national episodes have pulled back
the curtain to reveal that, besides being a politically depressed nation, we are a raucously divided nation as well. The
impeachment debacle, the resignation of two House Speakers, piled on
top of Elian, O.J., Monica and various other deracinations now too
numerous to list -- and all of THAT
capped by the astonishing UnElection 2000 -- have each in their
national moment exposed critical fault lines and fissures simmering
beneath the surface.
How deep these divisions go have been the
subject of conflicting opinion and keen debate in venues ranging
from the New York Times to the conservative National
Journal, from Internet chat rooms to the liberal Atlantic
Monthly. Immediately following the November 2000 election, USA Today
published a much-discussed red-and-blue map showing the counties
all across the nation won by either George W. Bush or Al Gore. At the
very least, what the map revealed in its huge swaths of fiery red
(Bush counties) and royal blue (Gore counties), was that the
national divide has a certain shape to it: it is
partisan, of course; but that partisanship has a strong regional
element, as well as a cultural and racial component. It was
this potent combination of national division -- partisan, cultural,
racial and regional -- that raised the hairs on more than a few
necks.
For whenever that combination has emerged in our history it
has been explosive. Think of the Civil War in 1865; the aftermath of
Reconstruction that produced Jim Crow and the �solid South;� the
disenfranchisement and terrorizing of the freed slaves and their
descendants; the violent struggles for civil rights 100 years later;
and numerous conflicts in between and since.
Moreover, Census 2000 has revealed the
galloping pace of our nation�s rapidly shifting diversity. Are our
political institutions and practices ready for this? The 1990s began
with the Rodney King riots that combusted South Central and other
parts of Los Angeles; the decade ended and the new century began
with a series of police shootings of unarmed black men in New York
City, Washington D.C., Seattle, and elsewhere. In Cincinnati, a
police shooting resulted in four days of the worst street fighting
since the death of Martin Luther King. The 2000 presidential
election displayed eye-opening levels of racially polarized voting,
as did a statewide referendum in Mississippi in April 2001 that
retained the use of Confederate symbols on their state flag.[17]
There are ongoing and disturbing signs of national frisson on various horizons, and they seem
loaded and capable of erupting if we don�t deal with some of the
precipitating factors.
But what are these precipitating factors?
Obviously there are many complex interwoven social,
political, historical and economic elements. I will
tackle one element that I believe is fundamental to the rest, yet it
has been overlooked in the past and will be overlooked again unless
we pull it to center stage and fully, carefully, examine it.
The central thesis of my examination is what is
known as the Winner Take All voting system -- Winner Take All for
short.
No, I�m not talking about voting machines, like the antiquated punch card
voting machines known as Votomatics that burst upon the national
scene during the UnElection 2000. I�m not talking about chads,
paper ballots or Internet voting, nor am I talking about the
byzantine hodgepodge of voter registration or ballot access laws or
even campaign finance laws enacted in the fifty states. While those
are all undeniably important, and part of the many components of our
�democracy technology� that allow our republic to express and renew
itself via periodic elections, I am talking about a type of
�democracy technology� that is even more basic than those.
Rather, I�m talking about the rules and
practices that determine how the votes of millions of American
voters get translated into who wins and who loses elections,
resulting in who gets to sit at the legislative table and make
policy. I am talking about the voting system itself, the engine of a
democracy. Voting systems are to a democracy what the �operating
system� is to a computer -- voting systems are the software that
make everything else possible. Like a computer�s operating
system, a
voting system functions silently and largely invisibly in the
background, and yet it has enormous impacts related to the five
defining dimensions of a democratic republic:
representation, participation, political discourse and
campaigns, legislative policy and national unity.
There�s an old saying -- �We don�t know who
discovered water, but we can be certain it wasn�t a fish.� That is
to say, we don�t always understand the nature of the sea in which we
swim, since we are understandably steeped in the mythology and
momentum of the time and place in which we live. In the
current context, it is not always easy to perceive our Winner Take
All ways.
Understandably, we look at the world through our �Winner Take
All eyes,� and we tend to think that the way we do it must be the
best, the simplest, the rightest, the only way. But our way
certainly isn�t the only way; it�s not even the only Winner Take All
way.
The ancient Romans, for example, while they had
a limited proto-democracy dominated by wealthy families, used a form
of Winner Take All that in at least one way was more democratic than
our own methods. The early Roman Republic had four primary political
gatherings, and in one called the Centuriate Assembly all male
citizens of military age, even the poorest, were enrolled into one
of five voting groups based on economic class. Each
property class voted as a unit on important issues, the poorest
classes, like other citizens, having their say.[18]
In
the middle Roman Republic the poorer classes exclusively elected ten
high-level leaders, called the tribunes of the plebeians, who could
use their office to take up populist causes in opposition to the
nobility. Although the Roman Republic overall was a very primitive
Winner Take All democracy, one dominated by its wealthiest male
citizens, still it is interesting that the Roman Republic explicitly
granted a �representation quota� to its poorest citizens. Even the
lowest of classes had a political voice. Class
was distinctly recognized, and formally incorporated, into their
Winner Take All voting practices and institutions.[19]
Today, of course, the idea of such affirmative
action along class lines would be ridiculed by the gatekeepers and
defenders of Winner Take All. Instead, poor people pretty much have
opted-out of our democracy, since there are no class quotas, no
tribunes like the Gracchi to speak for their causes, and no hope
that a viable political party might arise that can represent their
interests. With the benefit of two thousand years of hindsight, we
can see ways that the early Romans were pioneers of representative
democracy -- for instance, they initiated the secret ballot -- and
other ways that they were lacking in modern standards.[20] But can
we see how our own practices are lacking?
Winner Take All�s Dubious Democracy
The fact is, our current 18th-century Winner
Take All practices and institutions have outlived their usefulness
in the 21st century. In numerous ways, our nation is
being impaired by our continued use of a geographic-based and
two-choice political system, particularly when shaped by modern
campaign techniques like polling, focus groups, and 30 second TV
sound bites, amid dramatically shifting racial, regional and
partisan demographics. In particular, Winner Take All
profoundly affects the five major standards, the five sturdy tent
poles, that hold erect the great tent of representative democracy --
representation, voter participation, political
discourse/campaigns, legislative policy and national unity.
Representation.
The fact that a random lottery would make our
legislatures far more representative of �the people� is a disturbing
sign that something is woefully amiss with our current institutions
and practices. Winner Take All, by design, tends to over-represent
majority constituencies and under-represent minority constituencies.
We usually think �minority� means racial minority, but in the
context of Winner Take All it really means �geographic minority,�
and more �orphaned� white Democratic and Republican voters who
happen to live in the wrong districts lose out on representation
than anyone else, due to the vagaries of Winner Take All. These
voters, just like most racial and political minorities, are
geographic minorities where they live
and must be satisfied with what may be called �phantom
representation� -- virtual representation in name only.
Besides white orphaned Democrats and
Republicans, racial minorities are vastly under-represented in
legislatures at every level of government, as are women, the working
class, political minorities, independents, and third parties. The
only constituency with sufficient representation is the 32 percent
minority of white men who are grossly over-represented and still,
over 200 years later, dominate all legislatures. Such �mirror
representation� -- the extent to which our legislatures mirror the
diversity of our population � is much maligned by various pundits
and political scientists as a form of political correctness for
representation. Nevertheless, it is a legitimate
indicator among several indicators of the health of our democracy,
and on that score the U.S. rates very low, both in absolute terms
and when compared to nearly all other established democracies.
Rather than evolving our Winner Take All system
to accommodate such diversity, instead we have wall-papered the gap
with two peculiar versions of Winner Take All propaganda: 1)
�phantom representation,� a rather odd notion that defies second
grader logic that says that an elected official somehow �represents�
you even if they are opposed to your point of view, and even if you
in fact voted for someone else, and 2) it does not matter the color
of your representative�s skin, or his or her gendered plumbing, or
his or her class background, or even, oddly enough, their political
opinions.
All that apparently matters is -- that you elect either a
Democrat or Republican, and the rest supposedly will take care of
itself.
But as we become a multiracial society, with national
diversity exploding at unprecedented levels -- the Latino population
increasing by 58 percent over the past decade, Asian Pacific
Americans increasing by 41 percent -- the zero-sum �if I win, you
lose� game of Winner Take All politics eventually will blow these
archaic notions out of the water. Authentic representation does
matter. In fact, in a fundamental yet
flawed way, the Founders and Framers founded
our nation on this principle.
Moreover, representation has become balkanized
by geography -- cities becoming Democratic Party strongholds, and
Republicans dominating rural areas and some suburbs. Entire
regions of the country have become virtual sub-nations, with the
West and the South solidly conservative and usually Republican
constituting a virtual sub-nation that we shall call, for
convenience of identification, Bushlandia; and the West Coast and
the Northeast, particularly the thin thread of coastal regions,
tilting toward the Democrats in what we shall call the sub-nation of
New Goreia. In these areas political
monocultures have been created by over-representation -- in some
cases quite dramatic -- of the majority party.
While U.S. democracy does not bestow an
affirmative action �representation quota� based on economic class
like the Romans did, and threatens to retreat from its three decade
opening to representation that is conscious of race, we do grant a huge representation subsidy, a
form of affirmative action to late next character, if you will, to
low-population and predominantly rural states in the U.S. Senate and
Electoral College. At the current time, this
representation subsidy disproportionately favors conservative
representation, policy, and issues. According to political
scientists Francis E. Lee and Bruce I. Oppenheimer in their
excellent book Sizing up the Senate: The
Unequal Consequences of Equal Representation, that representation quota has
over-represented the Republican Party in the Senate in every
election since 1958, primarily due to Republican success in
low-population, conservative states in the West and South -- i.e. in
the sub-nation of Bushlandia. The U.S. Senate is perhaps the most
unrepresentative body in the world outside Britain�s House of Lords,
with no elected blacks or Latinos and only thirteen percent
women.
Naturally, this overly conservative White Guy�s Club has a
dramatic impact on our five pillars of democracy.
For the presidency, our unique -- increasingly,
many say bizarre -- way of electing our President was revealed to be
an archaic 18th-century construct by the 2000 election. Without
a majority requirement for the national popular vote, or even for
the winners of each state�s electoral votes, we ended with a winner
who failed to earn the highest number of popular votes. Lacking a
majority requirement, either nationally or state-by-state, the
center-left vote split itself between Al Gore and Ralph Nader and
their popular majority fractured ((Nader and Gore had 52 percent of
the popular vote for president in 2000, the highest center-left vote
total since Lyndon Johnson won in a landslide in 1964). Moreover,
due to the �representation subsidy� or affirmative action quota
granted to low-population, conservative states in the Electoral
College, Republican presidential candidates have a built-in bias
that favors their election. In Election 2000, the small-state
padding explained the difference between the Electoral College vote,
which went to Bush by a lean 271-267 margin, and the national
popular vote, which Gore won by over a half million votes.
Those who oppose affirmative action based on
race because of its alleged unfairness also should oppose it based
on low-population. Any other position is
hypocritical, just another special interest group protecting its
turf.
Participation.
Despite the pyrotechnics of
the photo-finish 2000 presidential contest, most elections have been
turned into pale farces of competition, and by extension of
participation. We have seen an alarming increase in single-digit
voter turnout levels all across the nation for various elections.
Voter turnout for our national legislature regularly drops
well-below a majority, often barely a third, of the adult
population. Nine out of ten U.S. House races regularly are won by
noncompetitive margins of at least 10 percentage points, and
three-quarters by landslide margins of at least 20 percentage
points. In fact, the 2002 redistricting plans in most states
amounted to little better than incumbent protection plans, producing
even fewer competitive districts than previous redistrictings. State
legislative elections are even worse, where in recent years two out
of five state legislative races have been uncontested by one of the
two major parties -- these races are so noncompetitive because of
the lopsided partisan demographics in each district -- not campaign
finance inequities -- that the party considers it a waste of
resources to run a candidate. With numbers like these, most voters
are bunkered down into safe-seat districts where they have little
choice but to ratify the candidate (usually the incumbent) of the
party that dominates their district. In other words, the frame of
reference for most voters in our Winner Take All system is not of a
two-party system at all, but of a one-party system. Instead
of voters choosing the politicians, the politicians are choosing the
voters via the redistricting process, which is increasingly
dominated by technocrats armed with the precision of sophisticated
computers and demographic data.
Needless to say, this leads to wholly
uninspiring elections, and not surprisingly research has demonstrated
a strong correlation between voter turnout and competitiveness. For
instance, two studies of U.S. House elections showed that voter
turnout dropped dramatically by as much as 19 percentage points as
House races became less competitive. Another study found that voter
turnout among California�s Latino and black communities was
far higher in those congressional districts redistricted to give
candidates of color a fair chance at electing someone.
Numerous other studies have found similar results, which
makes perfect sense: if a voter feels that the act of voting is a
waste of time, election after election, sooner or later they quit
showing up. Moreover, the effect is passed
down generationally: if one�s parents did not vote, chances are
greater that you won�t vote, and neither will your children.
While it is true that these legislative
districts are gerrymandered into their politically comatose state
during the redistricting/�incumbent protection� process, it is also
true that redistricting is the twin sibling of Winner Take All --
you don�t get one without the other. Even if the gaming incentives and
ability of incumbents or party leaders to carve out their own
personalized districts were curtailed by a more �public interest�
redistricting process, many of the same effects still would occur
due to the regional balkanization of partisan sympathies i.e.
liberals/Democrats dominating in cities and the sub-nation of New
Goreia, and conservatives/Republicans dominating rural areas and
Bushlandia. With demographics like that,
there are only so many ways to slice up the districts, and most of
these will have limited impact on the lack of competition and low
voter turnout. Even campaign finance reform will provide little
relief, given the political terrain of Winner Take All that produces
such lopsided partisan demographics and regional polarization,
capped by gerrymandered districts.
National and state elections for our highest
offices -- president, governors, and the like -- also are marked by
declining participation as voters fail to turn out for the Two
Choice Tango offered as standard fare.
Targeted campaigns of poll-tested sound bites aimed at swing
voters, swing districts, and swing states leave all other voters on
the political sidelines, their issues and concerns unaddressed,
wondering if the candidates are speaking to them. Not
surprisingly, certain demographics of voters, such as the poor,
low-income working class, youth, and racial minorities are
disproportionately non-participants in our dumbed-down elections --
the candidates have nothing to say to them.
People are awash in a sea of too many elections
-- over a half million elections, from local sheriff to president --
and a declining pool of civic-minded voters continues to trudge off
to the polls to do their dreary duty. What else is a good citizen to
do?
But the dirty little secret is that, today, for tens of
millions of these citizens living in the vast numbers of
noncompetitive districts and states, including �orphan� Democrats
and Republicans who are a minority perspective in their districts as
well as the supporters of third parties, independents, and racial
minority candidates nearly everywhere, there are not a lot of viable
choices when they step into the voting booth. Instead, there are
lots of opportunities for wasting your vote on losers and third
party spoilers, or holding your nose and voting for the �lesser of
two evils.� Not surprisingly, voters have
quit responding to the uninspiring electoral choices regularly
manufactured by the Winner Take All system.
Political discourse
and campaigns. One of the most marked changes to
our Winner Take All politics in recent decades has been caused by
new campaign technologies. The technologies and tactics used in
commercial marketing, i.e. polling, focus groups, dial meter focus
groups, 30 second TV spots, and more, are sinisterly
suited to Winner Take All�s two-choice/two-candidate milieu.
Without any third candidate intervening with conflicting
messages, neither political party has to watch its back
much; likely partisan supporters don�t have any other electoral
place to go and can be taken for granted, freeing candidates to
concentrate on extreme targeting of undecided swing voters.
Highly-sophisticated techniques conducted by
winning-obsessed political consultants allow candidates to figure
out which group of swing voters are crucial to winning a close race,
and what campaign spin, TV images, �crafted talk� and �simulated
responsiveness� will move these swing voters.
Ironically, the swing voters, by definition,
usually are those who are least interested, least informed and least
tuned in to politics, or alternatively the most zealous voters for a
particular issue, like NRA supporters or Florida Cubans. These
two categories of voters have disproportionate influence in our
elections today. In a two-choice field,
mudslinging and hack-attack sound bites become particularly
effective means to drive swing voters away from your opponent and to
mobilize your activist political base, and not surprisingly such
negative campaigning dominates elections today. With
the ideological space relatively wide open and
undefined in a two-choice field, candidates and their consultants
are free to game the system by reducing complex policy proposals
into campaign slogans and sound bites, carving out positions
vis-a-vis their lone opponent.
Consequently, in an era of declining
participation, not only in the voting booth but in the numbers of
people paying attention between elections, Winner Take All�s
two-choice elections are devolving into an uncomfortable
specter of the �canned campaign� -- a cookie-cutter formula
endlessly replicated every four years for national electoral
consumption. Because of the impact of the new
campaign technologies in a Winner Take All milieu, and given the
regional balkanization and nationally dead-even status of the
Democrats and Republicans, we can expect that political consultants
and candidates will intensify their use of the modern campaign
technologies to produce McCampaigns of centrist rhetoric and images
in an attempt to hoodwink the crucial blocs of undecided voters
about their policies, putting a gloss of �centrism� around their
candidates, regardless of actual voting records or policies
pursued.
Indeed, in our two-choice, Winner Take All system, these
campaign techniques have become the steroids of politics -- they are
so successful, that once one side is using them the other side does
not dare not use them.
Moreover, because of the way candidates and
parties now conduct campaigns, any semblance of real political
exchange and discourse is being buried under the McCampaign jingle
and sound bite. Indeed, we are losing political
ideas. Under the mind-numbing influence of the new campaign
technologies and the Winner Take All media, electoral politics in
the United States has become like cotton candy for the political
faculties. We are witnessing a wholesale and
widespread underdevelopment of the American voter, contributing to
the atrophy of the national political consciousness. Voters are not
challenged or stimulated to think about the great issues of our
times, because these issues mostly are left on the political
sidelines. And the harsh terrain of Winner
Take All�s two-party bias does not allow the flowering of new
parties or independent candidacies that can act as the laboratory
for new ideas or give voters other viable choices. Tragically, at a
time of rapid technological, ecological, foreign policy, and global
change, when fresh, creative ideas for dealing with looming
challenges and crises are at a premium, our nation is in the throes
of an alarming loss of political ideas.
Legislative policy.
Because Winner Take All
is a geographic-based and two-choice system, it instigates certain
dynamics that dramatically affect policy. The
most obvious of these, the one that has been most analyzed and
exposed in the media, is pork barrel legislation, whereby
legislators try to �bring home the bacon� for their districts in the
form of federal subsidies. Tales of $600 toilet seats for
the military and billions in military and transportation
appropriations for favorite states and districts are legendary.
But the fact is that other aspects of our
Winner Take All system affect policy, producing a host of
mischievous policy goblins. These include safe-seat
politicians who act as the pit bulls for their party, pursuing
unpopular initiatives like the impeachment of a president without
fear of career repercussions. In the late 1990s, that dynamic worked
in tandem with end-of-the-decade tussling over redistricting, when
the two major parties pursued specific policies based on how they
might affect the last two election cycles of the decade in 1998 and
2000, since the battle for control of state legislatures determined
who would win the divine right to redistrict in 2001.
The gaming incentives of Winner Take All also
drive the two parties to engage in bumper-sticker politics
and �simulated responsiveness� for political positioning, as the two
parties play off each other to craft policy initiatives on issues
like Social Security, crime, gun control, tax cuts, military
appropriations, education and more, targeted at winning votes from
crucial blocs of swing voters. These sorts of pseudo-responsive
policy initiatives can be particularly visible leading up to and
during election years. The regional polarization
resulting from a geographic-based system also is affecting policy
more and more as the region�s fragment along partisan, racial and
cultural lines. For instance, policy for
education and transportation between cities and suburbs has become a
political football as Democrats and Republicans tilt for control of
the Legislature, knowing with a high degree of certainty which areas
they will win and which they will lose. Instead
of coherent regional policy that works for the urban-suburban
corridor, we end up with zero-sum policy pitting cities, i.e.
Democrats against suburbs and rural areas, i.e. Republicans.
Using modern mapping software and redistricting
techniques like packing and cracking, a political party in control
of redistricting can end up with an undeserved artificial majority
or an exaggerated, over-represented majority that allows them to
pursue policies lacking support from the majority of voters. The
�representation ripoffs� created by artificial or
exaggerated legislative majorities have prevailed in various state
legislatures and in the U.S. House and U.S. Senate, due to the
distortions of our Winner Take All system. This effect has been
particularly pronounced in the sub-nations of Bushlandia and New
Goreia as one political party is drastically over-represented than
the other. This in turn creates a Political Power Ripoff, in some
cases producing exaggerated, veto-proof majorities that can ram
through radical policies without a popular mandate.
The climate becomes one of a political
monoculture, lacking the most basic levels of political discourse or
pluralism, and the bitter partisan divide gets exacerbated by the
political power and representation ripoffs as one side effectively
wins more representation and political power than it deserves. Under
Winner Take All, as we have seen and as various researchers have
demonstrated, the majority does not
necessarily rule.
In the U.S. House, one party or the other
frequently has been ripped off by the vagaries of Winner Take All
districts; between 1945 and 1980, congressional elections
produced artificial majorities 17 percent of the time, where one
party or the other received less than 50 percent of the national
vote yet ended up with more than 50 percent of the U.S. House seats.
In today�s 107th Congress sits a Republican majority in the House
that won only 48 percent of the national popular vote, about the
same as the Democrats, and only a quarter of the adult
population. But the Republican Party
historically has been cheated out of seats due to such
votes-to-seats distortions, losing as many as 43 House seats in
1976, and an average of twenty-seven seats per congressional cycle
from 1976 through 1988. More recently, it is the Democratic Party
that has been on the short end of the stick. In the 2000 elections
for the U.S. House, there were 371 U.S. House seats where both
Democrats and Republicans fielded a candidate, and the Democrats won
slightly more votes nationwide in those races, yet the Republicans
won more of those seats, 191-179 (plus one independent), due to the
vagaries of how the district lines were drawn.
In the U.S. Senate, the �representation
subsidy� given to low-population states has had dramatic influences
on policy, particularly on federal subsidies to states and on Senate
leadership that is able to influence policy. As Lee and Oppenheimer
have pointed out in Sizing up the Senate,
the over-representation of the least populous
states means they receive more federal funds per capita than the
citizens of the most populous states, and that the Senate will
design policies in ways that distribute federal dollars
disproportionately to the less populous states. One
unanticipated consequence of the Great Compromise, then, is that
citizens now are treated differently based on where they happen to
reside.
Moreover, due to the demands of campaign fund-raising and
constituency-serving for Senators from high-population states like
California, Michigan, Florida, and New York, which tend to see the
most competitive Senate elections, Senators from the largest states
no longer have the flexibility or time necessary to lead the Senate.
Thus, the most influential positions in the Senate, those of the
party and floor leaders and powerful committee chairs, which once
were dominated by Senators from high-population states, have in
recent years been occupied by Senators from low-population states
like West Virginia, Kansas, Maine, South Dakota, Oklahoma and
Mississippi (similarly, many of the most powerful House leaders and
committee chairs have been entrenched incumbents from safe districts
-- meaning that the most powerful members often face the least
electoral testing).
Given the fact that this �representation quota�
in the U.S. Senate mostly has benefited conservative, rural, white
states, this adds additional dimensions to the impacts on
policy.
Because of the Senate�s unique constitutional role in
approving presidential appointees and treaties, this thoroughly
unrepresentative body has a powerful influence on all three branches
of government, as well as on foreign policy. Over the years,
conservative senators from low-population states representing a
small fragment of the nation�s population have flexed their
representation quota to influence judicial appointments and foreign
policy, as well as to slow down or thwart numerous policy
initiatives, including desegregation, campaign finance reform,
health care reform, affirmative action, New Deal programs, gun
control, and more. Large, corporate agribusinesses
have been some the biggest beneficiaries of the geographic basis for
Senate malapportionment, pocketing billions in federal subsidies
even as urban areas have faced cutbacks and political
marginalization. The Political Power Ripoff of Winner Take All is
tremendously exacerbated by this affirmative action quota for
low-population states, which is hard-wired into both
the U.S. Senate and our peculiar Electoral College method of
electing the president.
National division. The
two-choice, geographic-based nature of Winner Take All is
contributing to chronic partisan, regional, racial and cultural
division.
As we have seen, representation as well as political
power have become balkanized by geography -- cities becoming
Democratic Party strongholds, and Republicans dominating rural areas
and to a lesser degree suburbs. As the USA Today
red-and-blue map showed, entire regions of the country have
become sub-nations, with an area larger than the European continent
in the Western and Southern United States and Alaska solidly
conservative and/or Republican (Bushlandia), and the Northeast and
the West Coast, particularly the urban and narrow coastal areas,
favoring the Democrats (New Goreia). In these regions, the zero-sum
game of single-seat districts has created lopsided political
monocultures where all but the winning side is reduced to political
spectator status.
The bitter partisan divide gets exacerbated as
one side effectively wins more representation and political power
than they deserve, while the other side is frustrated and unfairly
marginalized. When these Winner Take All
dynamics cause citizens living in cities to lose some of their
education or transportation funding at the hands of GOP
legislatures, or frustrate the majority in South Carolina who wish
to remove the Confederate flag from the capital grounds, or produce
votes-to-seats distortions that cause the Congress to be more
liberal or conservative than it should be, with consequences on
policies passed, existing tensions are exacerbated. Moreover, while
it is understood that in Winner Take All�s two-choice field nasty,
negative campaigning always will be a highly effective way to drive
swing voters away from your opponent and mobilize your political
base, this serves to further bruise relations, polarize voters, and
fan the flames of internecine tension.
In presidential elections, the regional
balkanization has become so severe and hardwired into our
state-by-state demographics that an astonishing 436 out of 538
Electoral College votes now are considered safe or mostly leaning
toward one party or the other in a competitive presidential race.
That leaves only 102 electoral votes -- less
than 20 percent -- in nine states as toss-ups in a nationally
competitive race, and we can predict that those areas will be
campaign battlegrounds in 2004, with the most of the rest of the
nation once again as bystanders. Based on these kinds of
demographics, there are strong indications of another razor-thin
race in the 2004 presidential election. We may
have ringside seats to an ongoing and ugly political drama that once
again rips apart the nation, courtesy of our defective Winner Take
All method of electing the president.
Outside the brief display of �rally �round the
flag� domestic unity following the September 11 attacks, numerous
pundits and commentators have observed that the general level of
national division and partisan warfare has reached unsettling
proportions not seen by our nation for many years. And
even with the unifying stimulus of foreign aggression, by December
28, 2001 USA Today was running headlines like
�Lawmakers Back at Each Other�s Throats.� But
this hardly should be surprising, given how the �winner takes all�
nature of our electoral contests exacerbates the stakes, and hence
the division and conflict.
Moreover, the regional balkanization creates
some real zero-sum dilemmas for the Democratic and Republican
Parties that will make it difficult for either of them to be act as
a vehicle that can articulate, much less resolve, genuine
conflicts of interest in society. For instance, to a substantial
degree national politics still reflect the decades-old
subtext of partisan competition being centered around appeals to
culturally and racially-conservative white voters, who still
comprise the bulk of American voters. If anything, since Nixon�s
�southern strategy� these trends have sorted themselves and
deepened, Democrats now providing near-exclusive representation for
the densely-populated cities, the GOP for the vast territory of
sparse rural areas; the Democrats are now the party preferred by the
burgeoning population of racial minorities, while the GOP is the
party of most whites, especially most white men.
Under these demographic pressures funneled
through the pinhole of the clunky, antiquated Winner Take All
system, and with regional, cultural and racial balkanization
exacerbated by representation ripoffs and political power ripoffs,
and given the incentives of how you run and win elections with
modern campaign technologies under Winner Take All, both political
parties are tiptoeing as carefully as they can around the color
line, strategizing as they go. Each side will continue to bunker
down in their foxholes of Bushlandia and New Goreia, calculating
ways to triangulate into pockets of white swing voters; and
cross-partisanship and cross-fertilization of ideas will remain
near-impossible, except in campaign rhetoric around election time,
or when rallying around the flag following national tragedies like
the September 11 attacks. With the two parties effectively
acting as proxies on region, culture and race, representing one side
or the other of the divide, the conservative white vote and the
multi-racial burgeoning of our population are on a collision
course.
The fork in the
road
Despite the potential offered by the evolution
of our 18th-century Winner Take All practices, the American
gatekeepers in the punditocracy, the media, the academy and among
reformers steadfastly overlook this course. In
fact, their degree of misinformation, misunderstanding and outright
disinterest in the area of voting systems is baffling as well as
dismaying. Even as our Winner Take All democracy gasps for breath,
some old Winner Take All war horses have faithfully circled the
wagons and rallied the troops. These gatekeepers have clung to
the hope that traditional methods will be useful still, and approach
the subject in an uninformed and oddly dismissive manner. Even
following the meltdown of UnElection 2000, they would countenance
few new ideas or allow discussion that fell too far outside the
orthodoxy.
Despite their myopia and sophistry, this
analysis finds that the impacts of Winner Take All are considerable;
that the impacts are sweeping and decidedly troubling. Winner
Take All is robbing voters of viable choices in the voting booth,
and is contributing to an entrenched decline in
voter participation and engagement. Most
voters have become bunkered down into �safe� one-party districts
gerrymandered during a secretive redistricting process that
guarantees reelection of incumbents. Winner Take All also is
distorting representation of the majority as well as the
minority, including millions of �orphaned� Democratic and Republican
voters living in opposition legislative districts, as well as racial
minorities, women, independents and third party supporters.
Moreover, Winner Take All�s geographic-based
paradigm is exacerbating national tensions that are turning entire
geographic regions of the country into virtual wastelands for one
political party or the other. It is producing �phantom
representation� and �artificial majorities� where a minority of
voters sometimes wins a majority of legislative seats and a
disproportionate, exaggerated amount of political power. In short,
Winner Take All has produced a national legislature that does not
look like �the people� they purport to represent, nor think like us,
nor act as we wish they would. No, under the distortions of
Winner Take All, the majority in the United States does not necessarily rule.
Winner Take All also underlies an alarming
debasement of campaigns and political discourse, which have grown
increasingly harsh, negative and uninformative; it affects how
political campaigns are conducted, as candidates and political
consultants chase the infamous �swing voters,� that small slice of
fuzzy-headed and disengaged voters who determine the outcome of
elections in a Winner Take All system. New campaigning technologies
like polling and focus groups, it turns out, are malignantly suited to the Winner Take All
system and its typical two-choice/two-party field, allowing the
precise targeting of political spin and hack-attack sound bites to
ever smaller slices of swing voters, while everybody else and the
issues they care about are relegated to the political sidelines. The
dynamics unleashed by Winner Take All also are affecting how much
money is needed to run a viable campaign, how the media covers those
campaigns, and how political ideas are debated and decided.
Finally, Winner Take All is draining the
vitality out of well-meaning political reforms like campaign finance
reform, the Voting Rights Act, term limits, and redistricting
reforms.
Indeed, the impact of Winner Take All is pandemic and
indiscriminate, reaching into our communities and neighborhoods,
into our psyches and attitudes towards government and elections,
indeed into our very self-identity as a nation. Generally speaking,
the pervasive impact of Winner Take All on participation,
representation, campaigns and discourse, policy and national unity
is hurling us toward chronic national division and political
depression.
In short, Winner Take All is making losers
of us all. Even the
apparent winners lose when our representative democracy is so
sickly.
This escalating combination of nagging national
division combined with dispirited political depression is
particularly perilous, because each are mutually reinforcing of the
other.
As most players (i.e. voters), abandon the field in
frustration, the game is left to be played by increasingly partisan
careerists and professionals, and by the most zealous activists who
seize center stage, further polarizing politics and policy. And as
politics become more polarized, negative and downright nasty, more
and more people turn off and tune out.
One cannot help but wonder: what
will be the political destiny of a nation that, on the one hand has
fewer and fewer voters and diminishing electoral engagement, but on
the other hand is so rife with the heated passions of political
division and acrimony, cleaved along the volatile lines of
partisanship, regionalism, and racial and cultural
polarization? It�s a confounding and alarming
paradox. Much like stagflation has bedeviled economists with the
twin scourges of inflation and recession -- theoretically impossible,
the textbooks once informed us -- our national politics are being
squeezed between the Scylla and Charybdis of a passionless political
depression intertwined with the torrid fervor of partisan obsession
and divide. And our 18th century Winner Take All system is at
the root of the problem.
The gravity of the moment requires a new term to
describe what is happening to the national consciousness:
post-democracy. That is, a polarized, splintered
nation, nominally democratic, but with fewer and fewer voters. A
nation where many of our civil institutions are still vital and our
individual rights reasonably well-protected, but where elections
fail to inspire or mobilize, or to bind us as a nation. A nation
where an emerging trend of regional balkanization -- exacerbated by
our Winner Take All practices -- is alarmingly suggestive of the
geographic-based polarization faced by other large Winner Take All
democracies like India and Canada. What are we to make of this
fractured, voterless, post-democracy? Its onset is an alarming
development in our nation�s political history.
It is important to note that post-democracy
will not be merely the latest stage of an old, familiar specimen;
post-democracy is not the same as pre-democracy or the Romans�
proto-democracy. In fact, it will have transmogrified into a new and
unexpected phyla of political life, a new evolutionary form without
precedent in human history. Post-democracy is a type where
huge numbers of citizens simply have given up. And
they have given up because they don�t think politics or elections
matter in their lives, they have made a decision, conscious or
unconscious, that political/electoral participation is a waste of
time, and that withdrawing makes more rational sense, despite its
obvious perils. They have chosen
to toss their political fate to the winds, keeping their fingers
crossed that whatever emerges, or whatever faction is in control,
won�t screw them over. The specter of post-democracy
unearths from the historical crypt Gaetano Mosca�s disquieting
theory of an elite ruling class, which asserted that �the history of
all societies has been, is, and will be, the history of dominant
minorities,� contrary to any theories of majority rule.
Post-democracy is a political iceberg of
staggering proportions, and we are heading straight for it. Yet it
is rarely talked about around American dinner tables, there is no
presidential-sponsored national dialogue, there are no gavels
pounding in Senate committee hearings or in august courtrooms. There
are few opinion page rants or �60 Minutes� documentaries, attempting
to galvanize public attention and mobilize the national brain trust,
seeking a solution. Instead, all there is, is silence. A silence
that is occasionally broken by a few
well-meaning but misguided missives about the impact of private
money in elections, or TV talking heads debating the passions of
presidential ejaculatory stains on a dress -- and now the vagaries
of chad, Votomatics and butterfly ballots. All the
while the iceberg drifts, relentlessly closer, and practically
nobody is talking about it. It�s downright spooky.
Government of, by and for the people -- not by
emperors, not by a Politburo, not by preachers or mullahs, not by
corporate CEOs or multinational media magnates and their proxies,
nor by neo-aristocracy or kakistocracy, but �by the people.� Two
hundred years after our national birth-quake, that is still a
revolutionary concept, even a fragile one. During
this time of national anxiety, with minds that rarely seem to meet
except in the most tragic of circumstances, and partisan, cultural
and racial lines that hardly cross, the potential offered by
evolving our Winner Take All ways is a tantalizing prospect that
demands our consideration. If we fail, around a future bend in the
road awaits post-democracy.
Steven Hill is the
western regional director of the Center for Voting and Democracy
(www.fairvote.org). His latest book is �Fixing
Elections: The Failure of America�s Winner Take All Politics�
(Routledge Press, June 2002), and this article is an excerpt from
that book. He also is the co-author of
�Whose Vote Counts� (Beacon Press, 2001).
[1] Voter turnout numbers for Dallas, San Antonio,
Austin and Charlotte come from: the Web site of the Dallas
County Elections, 1999 mayoral election results,
www.dalcoelections.org/election99/index.html; from the Web site of
the City of Austin, www.ci.austin.tx.us/election (though it appears
both Dallas and Austin list registered
voter turnout instead of eligible
voter turnout, making their actual turnouts lower than their
listed figures); from Richard Berke, �Incumbent Big City Mayors Are
Sitting Pretty,� New York Times,
November 2, 1997; from an Associated Press story, May 2, 1999, and
from Henry Flores, professor of political science at St. Mary�s
University in San Antonio, in a paper prepared for the 1999 American
Political Science Association entitled �Are Single-member Districts
More Competitive Than At-large Elections?�
[2] Patrick Crowley, �Voters may be scarce in
N.Ky.,� Cincinnati Enquirer, October 31,
1999.
[3] Caleb Kleppner, �N.C. could avoid costly
runoff elections,� Raleigh News and
Observer, May 10, 2000.
[4] Standard-Times,
�Rain, rain go away. Come again another day,� September 18, 1996,
www.s-t.com/daily/09-96/09-18-96/b07lo092.htm.
[5] Eagle-Tribune
(Lawrence, MA) editorial, �Politicians got what they wanted
Tuesday,� September 22, 2000
[6] Figures obtained from the Web site of the
Virginia State Board of Elections, www.sbe.state.va.us.
[7] Douglas P. Shuit, �Lack of Interest Cancels
Some Local Elections,� Los Angeles
Times, Sunday, February 21, 1999.
[8] See �105.4 Million Voters Cast Ballots,�
Associated Press story written by John Heilprin, December 18, 2000.
Voter turnout for the 2000 presidential election was 105,380,929
ballots cast, or 50.7 percent of those eligible, according to Curtis
B. Gans, director of the Committee for the Study of the American
Electorate. That figure was up slightly from 1996�s 49 percent but
was significantly lower than the 62.8 percent who voted in 1960,
making the 2000 election among those with the lowest turnouts.
Interestingly, among 16 battleground states where the race was hotly
contested, turnout increased by an average of 3.4 percent compared
with a 1.6 percent increase in other states. Ten states -- Arizona,
Hawaii, Idaho, Kansas, Louisiana, Montana, New Jersey, Oklahoma,
South Dakota and Wyoming -- none of them close -- had lower turnout
than in 1996. See Federal Elections Commission, �Voter Registration
and Turnout -- 1996,� www.fec.gov/pages/96to.htm
[9] Fifty one million viewers watched the season
finale of Survivor, according to Newsweek (�Reality TV�s Real Survivor,�
Dec. 25, 2000, p. 77). Super Bowl 2000 was watched by
over 43 million households, according to
USA Today, which translates into roughly
120-130 million viewers. Al Gore, the winner of the 2000
presidential popular vote, had 50.9 million votes, which was the
most votes for any presidential candidate since Ronald Reagan. See USA Today editorial, �Why the NFL Rules,� Dec. 22,
2000.
[10] The average voter turnout in House midterm
elections from 1982-94 was 37 percent, and in presidential election
years the House turnout was 48 percent -- in both instances less
than a majority of eligible voters. Statistical Abstract of the
United States, 1998, pg. 297. The turnout has been declining in
the past decade, with 1998�s midterm congressional elections having
a turnout of fewer than 33 percent of eligible voters. In that year
motor voter laws boosted registration roles by 5.5 million to
include 64 percent of eligible voters, the highest since 1970. Yet
still voter turnout declined to its lowest level since 1942, as 115
million Americans who were eligible to vote chose not to do so.
Source:
Center for Voting and Democracy, Dubious
Democracy 2000, report published on the Web at
www.fairvote.org/2001/usa.htm. Also see The Political Standard, �1998 Turnout Hits
36 Percent, Lowest since World War II,� newsletter of the Alliance
for Better Campaigns, www.bettercampaigns.org.
[11] David Cay Johnston, �Voting, America�s Not
Keen On.
Coffee Is Another Matter,� New York
Times, November 10, 1996, p. E2. According to Johnston, an
estimated 95 million people watched O.J. Simpson take his freeway
ride and 92.8 million cast ballots in the 1996
general elections.
[12] �Voter
Turnout for 1945 to 1997: A Global Report on Political
Participation,� published and distributed by the Institute for
Democracy and Electoral Assistance, 1997, www.idea.int. �Created in
1995 by 14 countries, International IDEA promotes and advances
sustainable democracy and improves and consolidates electoral
processes world-wide.�
[13] Youth voter turnout figures are from Curtis
Gans of the Committee for the Study of the American Electorate.
Voter turnout of 18-19 year olds in the 1994 midterm elections was
14.5 percent, which means voter turnout among this demographic
dropped an astounding 41 percent between 1994 and 1998. Voter
News Service estimated that 38.6 percent of 18- to 29-year-olds made
it to the polls in the 2000 election (see Wendy Sandoz, �GenY Voter
Turnout Increased, Experts Say,� Medill News Service, Wednesday,
November 8, 2000). Typically, youth voter turnout drops by about 50
percent between a presidential election year and a non-presidential
(midterm) election year. According to a National Association of
Secretaries of State study, youth electoral participation reveals a
portrait of an increasingly disconnected and apathetic
generation. Since the 1972 presidential
election, when the voting age was lowered to 18, there has been
almost a 20-percentage point decrease in voting among 18 to
24-year-olds, with only 32% going to the polls in 1996, a
presidential election year (see their press release from their web
site, �State Secretaries Push Major Youth Voting Initiative, New
Millennium Project: Why Young People Don�t Vote�).
[14] One recent survey by UCLA�s Higher Education
Research Institute found a record-low interest in politics among new
college freshmen in 2000, with 28.1 percent of respondents inclined
to keep up with political affairs and 16.4 percent saying they
discuss politics frequently. While that was only a slight
decline from last year, nevertheless it was significant since
�freshmen interest in politics traditionally increases during a
presidential election year,� instead of decreases, said survey
director Linda Sax, a UCLA education professor.
Historically, these results on political-engagement questions
reflect a long steady decline, with highs in these two categories at
60.3 percent and 33.6 percent, reached in the late 1960s. Mary
Beth Marklein, �Female Freshmen Doubt Tech Skills, College Survey
Also Shows Record-Low Interest in Politics,� USA Today, January 22, 2001. A 1999 Field
poll found that, in 1983 35 percent of young adults ages 18 to 29
said they followed civic events most of the time, but only 23
percent said they do so in 1999. That decline was exhibited also
in ages 30 to 39, where interest in government and politics drop
from 44 percent to 27 percent in the same period. See Associated
Press story, �Californians (ho-hum) cool to politics (yawn),�
published in San Francisco Examiner,
April 30, 1999, p. A7.
[15] By way of contrast, in certain European nations
a less-than-majority turnout for national referendums automatically
voids the election. Using that standard, virtually
all American elections would be nullified.
[16] Anthony Downs, Economic Theory of Democracy (Harper &
Row: New York, 1957), p. 139.
[17] Over two-thirds of Mississippi voters chose to
retain the Confederate symbols on their state flag, in a
racially-split vote. The civil-rights era still haunts southern
memories. �As Mississippians voted to keep the Confederate cross on
their flag, jury selection was under way in Alabama for the trial of
a white man accused in the 1963 bombing of Birmingham�s Sixteenth
Street Baptist Church, which killed four black girls. Several
civil-rights cases have recently been reopened, including some in
Mississippi. But the Confederate flag remains the main lightning rod
of controversy. Last year, the National Association for the
Advancement of Colored People (NAACP) led an economic boycott of
South Carolina, bringing the eventual removal of a Confederate flag
from the statehouse dome. Three months ago, Georgia�s legislators
opted to shrink a Confederate symbol that had dominated that state�s
flag since 1956. Throughout Alabama, cities and counties have stopped flying the state�s flag,
which bears a strong resemblance to the Confederate banner. In most
of these cases, pressure from white business to change was as great
as that from black politicians. Indeed, Mississippi�s vote can also
be seen as a rearguard action in the battle between rural white
traditionalists and the proponents of a New South.� The
Economist, �Not as simple as it looks,� April 19, 2001.
[18] William G. Sinnigen and Arthur E. R. Boak, A History of Rome to A.D. 565, Macmillan
Publishing Co., New York: 1977, p. 71-72.
However, the voting in the Centuriate Assembly was weighted
in such a way as to allow the wealthier elements always to outvote
the poorest.
[19] William G. Sinnigen and Arthur E. R. Boak, A History of Rome to A.D. 565, Macmillan
Publishing Co., New York: 1977, p. 68, 70, 78.
[20] For instance, Roman senators� fear of
unbridled popular legislative power played a role in the passage of
a law about 150 B.C. which oddly provided that a magistrate could be
prevented from passing a bill on religious grounds by another
magistrate claiming to have witnessed unfavorable omens, in a
procedure called obnuntiatio. Imagine
such a procedure in the hands of George W. Bush.
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