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U.S. Senate Backs
Modernization of Voting

Senator Chris Dodd Discusses IRV on Senate Floor

April 2002

On April 11, the Senate voted 99-1 to provide billions of dollars to states to modernize voting equipment and to set certain national standards. That day, Sen. Chris Dodd, the lead sponsor of the legislation, provided his interpretation of a number of features of the bill. Here's what he had to say about instant runoff voting:

"To further clarify the purpose of over-vote clarification, there is no intent to have an adverse impact on any jurisdiction with election administration procedures for instant runoff or preferential voting. All jurisdictions, including Alaska, California, Florida, Georgia, New Mexico and Vermont are not prohibited from using such voting procedures to conduct instant runoff or preferential under this Act."

Sen. Dodd's remarks are very encouraging, but the bill still falls short in ensuring that new voting equipment will be able to support electoral system alternatives already used in numerous American communities such as cumulative voting and ranked- choice systems such as instant runoff voting. Please ask your Member of Congress this sensible requirement, with the basic message that "an ounce of prevention is worth a pound of cure." See our Citizen's Guide to Voting Equipment for more.

For more on the bill in general, please see the Constitution Project's Election Reform Initiative for background information, including a comparison of the House and Senate bills; the Leadership Conference on Civil Rights for the views of the civil rights community; and Electionline.org for ongoing media coverage of election administration reform. Following is an analysis by Electionline.org after the Senate vote.

Electionline Weekly
"Not �If� But �When�: Election Reform and the H.R. 3295 Conference Committee."
By Doug Chapin
April 18, 2002

If and when.�

That�s the phrase heard for months about the chances of Congressional action on election reform. However, last week�s 99-1 Senate vote likely moves election reform away from �if� and much closer to �when� than ever before.

The conference committee that will reportedly be named in the next few weeks will have the difficult task of reconciling two bills [technically, two versions of H.R. 3295] that, despite their similarities, reflect very distinct approaches to federal election reform.

How will it happen?

The answer lies not in comparing the specifics of the House and Senate bills, but rather in a more in-depth examination of how each bill addresses the key questions underlying the whole notion of federal election reform. Specifically:

  1. What resources is the federal government prepared to commit to state and local governments for election reform?
  2. What will the federal government expect from state and local governments in return for its investment in election reform?
  3. Who at the federal level will administer and enforce the new law and how?

Without presuming to predict how the conference committee will resolve these issues � an amusing but usually futile exercise � the following analysis will use these questions as a framework for a discussion of what the H.R. 3295 conference is likely to consider in moving election reform from �if� to �when.�

What resources is the federal government prepared to commit to state and local governments for election reform?

This is the one area on which both the House and Senate bills are in near-total agreement. Given the totals contained in both bills, the House and Senate each contemplate a multi-year, multi-billion dollar commitment to state and local election reform. Consequently, state and local governments can expect a major infusion of federal funds for election administration as part of the conference committee�s report.

There are key differences, however. First, the House bill � unlike the Senate bill � incorporates a required state match as a precondition of receiving most federal funds. The provision creates an incentive for states to work actively for reform rather than passively accept federal money. Moreover, the match reduces the overall federal commitment � indeed, once the required state funds are added to the figures in the House bill, the overall price difference with the Senate bill is virtually eliminated. On the other hand, a matching requirement places a financial burden on states that some may be unable to shoulder during a time of general economic downturn.

Second, the Senate and House are far apart on how exactly to allocate funds for election reform. The House bill distributes the money using a formula based upon voting age population, while the Senate does it via a competitive grant process. Each approach has its merits: a formula-based program is easier and faster to administer, while a grant-based approach accounts for jurisdiction-specific variations in costs and need for reform.

More significant than the formula vs. grant question, however, is the Senate bill�s provision for grants to local as well as state governments. No such equivalent exists in the House bill. The formula approach would appear to favor states, as it allows them to allocate funds to meet local needs, while the competitive grant system would provide an opportunity for localities to fund their own improvements without assistance from the state government.

There is also the question of how federal election reform funding may be used. The House bill generally provides for block grant-style funding, while the Senate bill generally targets its funds for those purposes directly addressed in its bill. [There are exceptions, of course; for example, the House allocates $400 million for a one-time buyout of punch card voting machines � money that is not available for other purposes.]

Resolving each of these issues will require the conference committee to decide the proper role of federal, state and local governments in election reform. Specifically, conferees will have to decide if Congress wants states to commit time and money to election reform � even if this means that some will be hard-pressed to make the commitment because of tight budgets. In addition, conferees will have to determine whether localities� election reform needs are sufficiently distinct to justify direct financial assistance from the federal government. Finally, the conference will have to decide whether states and/or localities may exercise discretion in spending their federal election reform dollars or whether the federal government may limit such discretion as a condition of providing funds.

What will the federal government expect from state and local governments in return for its investment in election reform?

From the beginning of the election reform debate, state and local election officials � who have benefited from the absence of federal supervision even as they labored under the absence of federal funds � have worried aloud about what Washington would expect of them as a condition of federal support for election reform. There was fear of federal strings and opposition to federal mandates � all shorthand for unease about how federal reform legislation would alter the balance of responsibility and authority for elections across America.

The House and Senate bills that have emerged have done little to resolve the debate. Both bills do create federal requirements in numerous areas, including provisional voting, statewide registration databases, and access for disabled voters; however, their approaches to achieving these requirements differ significantly. The House bill generally keeps the federal government out of the specifics of election reform � requiring states and localities to meet certain minimum standards but leaving the details of how to do so in the hands of state and local election officials. The Senate bill, on the other hand, is quite specific � setting forth not just what must be done on election reform but how.

Nowhere is this divide clearer than on the issue of voter identification. The House bill is silent on voter ID, while its Senate counterpart is thoroughly detailed on who must show identification and what identification is acceptable � complete with an itemized listing of cards, bills and other documents that certain voters must bring with them to the polls as a condition of being allowed to vote.

Although the difference between the House and Senate is easily explained, it is not easily resolved. Indeed, one of the conferees� most difficult tasks (if not the most difficult task) will be to reconcile the divide between the House standards and the Senate requirements in a manner acceptable to both sides. Specifically, on each standard/requirement contained in any eventual agreement, the conference committee will have to balance state and local governments� interest in flexibility with the federal government�s interest in accountability. In the interest of compromise, conferees could vary this balance from issue to issue, with more stringent requirements in some areas than in others. However it is resolved, though, the struggle over the proper role of the federal government as a consequence of federal funding will likely continue.

Who at the federal level will administer and enforce the new law and how?

Lurking beneath the surface of higher-profile disagreements about the content of election reform legislation is a fundamental split on who in Washington, D.C. will be responsible for monitoring election reform activity at the state and local level. This split, still largely an �inside the Beltway� issue, could have wide repercussions for the pace and success of election reform across the country. The split exists in two areas: the role of the U.S. Justice Department (DOJ) and the structure of the new federal agency to be created as a result of H.R. 3295.

One likely flashpoint in the conference committee will be DOJ�s role in the nation�s new election administration regime. The House bill allocates DOJ a purely enforcement role, while the Senate bill goes much further, giving the Department the authority to administer the new law as well � at least until the new agency created by the bill is established. The goal is to allow election reform to move forward without waiting for a new agency, but at the cost of placing DOJ � not always popular with the state and local governments who will become the regulated community � in charge (even temporarily) of election reform. Conferees will have to decide whether the interest in speed, now arguably moot because of the proximity of the 2002 elections, trumps the difficulties in making DOJ both regulator and enforcer under the new law.

The other issue will be the structure of the new agency. Both the House�s Election Assistance Commission and the Senate�s Election Administration Commission (happily sharing the acronym EAC) will be responsible for administering the federal law and allocating federal dollars for election reform. However, the EAC�s structure is strikingly different under the two bills. Under the House bill, the EAC is led by four part-time commissioners advised by two permanent advisory boards composed of nearly two hundred federal, state and local officials. Under the Senate bill, the EAC is led by four full-time commissioners and contains no counterpart to the House�s permanent advisory boards.

These structures mirror the relatively hands-off nature of the House bill vs. the more hands-on approach in the Senate bill. To that extent, the eventual decision about how to structure and advise the EAC will turn on resolution of the other issues discussed above. Of course, the result may not be what is expected; conferees may wish to have a stronger Senate-style EAC even if they do not impose specific requirements on states and localities, in order to make sure that local election officials are following through properly on the exercise of their discretion. Likewise, a weaker House-style EAC could be appropriate with more specific Senate requirements, given the general lack of discretion afforded officials elsewhere in the bill.


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